Banking & Financial
Assurance Services

Regulatory compliance and risk advisory for global financial institutions including HK, Singapore, UK, EU, and North American markets.

Banking Assurance

Simbix LLP Banking Assurance

In an era of rapid digital transformation, financial institutions face unprecedented regulatory scrutiny. From algorithmic trading to open banking, Simbix delivers the technical assurance required to meet and exceed global standards.

Key Practices

  • MiFID II / RTS 6 Compliance
  • Algorithm Assurance
  • PSD2 / SCA RTS Audit
  • Operational Resilience

MiFID II & RTS 6

The implementation of MiFID II and RTS 6 has fundamentally changed the landscape of algorithmic trading. Firms are now required to perform rigorous annual self-assessments and validations of their trading systems.

Our global practice provides independent validation of controls, ensuring that your algorithms are resilient, transparent, and fully compliant with Article 17 requirements.

Strategic Planning

Defining scope and governance for the annual self-assessment process, ensuring board-level oversight.

Algorithm Validation

Technical testing of kill-functionality, throttles, and volatility controls within the trading stack.

Independent Audit

Objective oversight and attestation of the final validation report for regulatory submission.

Regulatory Expertise on Demand

Discuss your Banking compliance and audit needs with our specialist financial services team.